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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
14 E Main Street, Marathon, NY 13803 • United States
6930 E. Genesee Street, Fayetteville, NY 13066 • United States
160 Main Street Po Box 90, Oneida, NY 13421 • United States
5789 Route 80 Tully, Tully, NY 13159 • United States
1125 State Route 222, Cortland, NY 13045 • United States
4879 N. Jefferson Street, Pulaski, NY 13142 • United States
6563 Weighlock Drive, East Syracuse, NY 13057 • United States
1001 James Street, Syracuse, NY 13203 • United States
161 State Route 104, Oswego East, NY 13126 • United States
8260 Willett Parkway, Baldwinsville, NY 13027 • United States
9556 Brewerton Rd, Brewerton, NY 13029 • United States
65 Main Street, Cortland, NY 13045 • United States
735 Utica St, Deruyter, NY 13052 • United States
2743 Nys Rte 26, Cincinnatus, NY 13040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Fayetteville | NY | 02/2016 | 03/2017 |
| Lpl Financial, Llc | Manlius | NY | 03/2017 | Present |
| Nbt Bank | Manlius | NY | 03/2017 | Present |
1) 4/4/2017 - NBT Insurance Agency, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/01/2017 - 40 Hours Per Month During Securities Trading. 2) 05/02/2019 - NBT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:5/2/2019 - 0 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-08-02 |
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