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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-06 |
| CO | RA | APPROVED | 2020-11-24 |
Branch Locations
757 Maleta Lane Ste 204, Castle Rock, CO 80108 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Englewood, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southern Methodist University | Dallas | TX | 08/2013 | 05/2017 |
| O'NEil Center For Global Markets And Freedom - Smu | Dallas | TX | 08/2016 | 05/2017 |
| Jackson National Life Distributors Llc | Denver | CO | 07/2017 | 06/2018 |
| Unemployed | Parker | CO | 07/2018 | 08/2018 |
| Kestra Investment Services, Llc | Castle Rock | CO | 08/2018 | Present |
| Kestra Advisory Services, Llc | Castle Rock | CO | 11/2020 | Present |
Business Name: PROPLANCO MANAGEMENT LLC DOING BUSINESS AS MALETA POSITION: Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 08/20/2018 ADDRESS: 757 Maleta Lane, Suite 204, Castle Rock CO 80108 DESCRIPTION: Client management including answering calls and attending client meetings. Insurance. Business Name: Lauren M. Richardson Investment Related: Yes Address: 1995 S. Fox Street Denver CO 80223 Nature of Business: Real Estate Position, Title or Relationship: I am an owner of the property. I am leasing out the space. Start Date: 8/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I will be involved with Tenants to make sure the property is maintained during the course of the lease as well as managing expenses (collecting rents, paying mortgage, etc.). Business Name: KESTRA ADVISORY SERVICES LLC POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 08/24/2022 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESCRIPTION: Client management.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-30 |
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