Craig William Brooks

Employer firm

Future Capital Management Inc. CRD 324378

$78.6M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 03/2019
  Guardian Life Ins
  Greenwood Village, CO
• 10/2015 → 03/2019
  Park Avenue Securities
  Greenwood Village, CO
• 03/2019 → 02/2023
  Spc Dba Upstream Investment Partners
  Ann Arbor, MI
• 01/2019 → Present
  Future Capital Management
  Highlands Ranch, CO
• 10/2012 → Present
  Brooks Wealth Strategies Llc
  Littleton, CO

Previous Registrations

• 2019-03-18 → 2023-02-28
  Spc
  Highlands Ranch, CO
  Ann Arbor, MI
• 2016-01-14 → 2019-03-27
  Park Avenue Securities Llc
  Greenwood Village, CO

Other Businesses

1) FUTURE CAPITAL MANAGEMENT CORPORATION; INVESTMENT RELATED; 1745 SHEA CENTER DRIVE, SUITE 438, HIGHLANDS RANCH, CO 80129; INSURANCE AGENCY; PRINCIPAL; LICENSED INSURANCE PRODUCER; 01/31/2019; APPROX. 5 HOURS PER MONTH DURING TRADING HOURS; INSURANCE PRODUCTION ACTIVITIES. 2) MISSION HILLS CHURCH; NON-INVESTMENT RELATED; 620 SOUTHPARK DR., LITTLETON, CO 80120; CHURCH; MEMBER OF THE FINANCE BOARD; 01/01/2012; APPROX. 3 HOURS PER MONTH DURING NON-TRADING HOURS; REVIEW FINANCIAL REPORTS AT MISSION HILLS CHURCH, WITH NO BANKING OR CHECK WRITING AUTHORITY. RECOMMENDATIONS MUST BE CONFIRMED BY ELDER BOARD BEFORE IMPLEMENTATION. 3) FUTURE CAPITAL MANAGEMENT; INVESTMENT RELATED; HIGHLANDS RANCH, CO; LICENSED INSURANCE PRODUCER; 02/2019; APPROX. 10 HOURS PER MONTH DURING TRADING HOURS; INSURANCE PRODUCER DOING BUSINESS WITH VARIOUS INSURANCE COMPANIES. 4) BROOKS WEALTH STRATEGIES LLC; NON-INVESTMENT RELATED; 7968 JULSBURG CIRCLE, LITTLETON, CO 80125; DORMANT ENTITY; MANAGING MEMBER; 10/2012; APPROX. 0 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; 51% OWNER AND MANAGING MEMBER OF A DORMANT COLORADO LIMITED LIABILITY COMPANY.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-08
• S63 Uniform Securities Agent State Law Examination
  2011-07-19

Other Names

• Craig William Brooks
• Craig Brooks
• Craig W Brooks