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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephen Gaudino Cpa. Cfp | Rochester | NY | 05/2007 | Present |
| Next Financial Group Inc | Rochester | NY | 07/2013 | Present |
| Invest Financial Corporation | Rochester | NY | 11/2013 | 11/2018 |
| Lpl Financial Llc | Rochester | NY | 02/2018 | Present |
1. 02/14/2018 - STEPHEN GAUDINO CPA - Investment Related - At Reported Business Location(s) - CPA Affiliate Program - ASSOCIATE - Start Date 5/1/2007 - 60 Hours Per Month/55 During Securities Trading. 2. 04/18/2023 - The Gaudino Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) -Start Date 11/01/2016 - 120 Hours Per Month/120 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-12-23 |
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