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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2019-12-13 |
| CT | RA | APPROVED | 2019-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 06/2011 | Present |
| Bank Of America, N.A. | Albany | NY | 07/2011 | Present |
I*48118 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ALBANY MARRIOTT INVESTMENT RELATED: NO ADDRESS OF BUSINESS: ALBANY, NEW YORK 12205 POSITION, TITLE, ASSOCIATION: PART-TIME START DATE OF RELATIONSHIP: 1/7/2012 NUMBER OF HOURS DEVOTED: 10 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PART TIME BANQUET SERVER IN THE BANQUET DEPARTMENT AT THE ALBANY MARRIOTT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-22 |
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