Alicia Danielle Baxter

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 12/2020
  Securities America Inc
  La Vista, NE
• 01/2021 → 05/2023
  Bank Of The West
  Omaha, NE
• 03/2021 → 05/2023
  Bancwest Investment Services, Inc
  Omaha, NE
• 05/2023 → 09/2025
  Next Financial Group, Inc.
  Houston, TX
• 09/2025 → Present
  Cwm, Llc Dba Carson Partners
  Omaha, NE
• 09/2025 → Present
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE
• 10/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2018 → Present
  Vala's Pumpkin Patch
  Gretna, NE
• 09/2025 → 10/2025
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2025-07-21 → 2025-10-16
  Next Financial Group, Inc.
  Houston, TX

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS - CRD # 155344; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: REVIEW ADVISORS ADVERTISING/MARKETING MATERIAL FOR COMPLIANCE PURPOSES; 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: COMPLIANCE - AD REVIEW; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: REVIEW ADVISORS ADVERTISING/MARKETING MATERIAL FOR COMPLIANCE PURPOSES; 3. NAME OF OTHER BUSINESS: VALA'S PUMPKIN PATCH; INVESTMENT RELATED: NO; ADDRESS: GRETNA, NE 68028; NATURE OF BUSINESS: PUMPKIN PATCH; START DATE: 08/2018; POSITION/TITLE/RELATIONSHIP: SEASONAL TEAM MEMBER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: BAKE COOKIES;

Exams

• S66 Uniform Combined State Law Examination
  2025-07-01
• S63 Uniform Securities Agent State Law Examination
  2014-02-05

Other Names

• Alicia Danielle Forbes
• Alicia Danielle Baxter
• Alicia Baxter