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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
3311 Golf Road Box 3215, Suite 4, Eau Claire, WI 54701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Eau Claire | WI | 06/2011 | 11/2024 |
| Prudential Insurance Company Of America | Eau Claire | WI | 06/2011 | Present |
| Lpl Enterprise, Llc | Eau Claire | WI | 11/2024 | Present |
1) 03/04/2025-90th Street Studio-Business Owner-Photography-Not Inv related-At Eau Claire, WI-Start date 11/01/2019-3hrs/mth-0hrs/mth during trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-12 |
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