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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-13 |
| NY | RA | APPROVED | 2021-07-23 |
| NJ | RA | APPROVED | 2016-05-16 |
Branch Locations
37 Henry St Ste 201, Saratoga Springs, NY 12866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Albany | NY | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Albany | NY | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; TUPPER LAKE,NY; 70% OWNERSHIP; START DATE 08/10/2021; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-14 |
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