David Cook

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-09-15
WA	RA	APPROVED	2021-01-13

Branch Locations

1201 Pacific Ave Ste 1250, Tacoma, WA 98402 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Boeing Employee Credit Union	Tukwila	WA	04/2016	05/2019
Lpl Finaincial Llc	Tukwila	WA	04/2016	05/2019
Td Ameritrade, Inc.	Tacoma	WA	05/2019	01/2021
Ameriprise Financial Services Inc	Tacoma	WA	01/2021	01/2021
Ameriprise Financial Services, Llc	Tacoma	WA	03/2020	03/2020
Ameriprise Financial Services, Llc.	Tacoma	WA	01/2021	Present

2019-05-17 → 2021-01-14

Td Ameritrade, Inc.

Tacoma, WA

Seattle, WA
2019-05-17 → 2021-01-14

Td Ameritrade Investment Management, Llc

Tacoma, WA

Seattle, WA
2016-04-27 → 2019-05-16

Lpl Financial Llc

Tukwila, WA
2015-06-09 → 2015-12-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bonney Lake, WA
2012-11-19 → 2014-09-12

Td Ameritrade, Inc.

Portland, OR

Bellevue, WA
2012-11-19 → 2014-09-12

Td Ameritrade Investment Management, Llc

Portland, OR

Bellevue, WA
2012-01-11 → 2012-11-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Kent, WA

Scottsdale, AZ

Scottsdale, AZ

Federal Way, WA

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-10