Cody Paul Cox

Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-12-17
TX	RA	APPROVED	2018-08-15

MN RA
APPROVED

Since 2024-12-17
TX RA
APPROVED

Since 2018-08-15

Branch Locations

1260 Pin Oak Rd Suite #204, Katy, TX 77494-5679 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cox Global Associates Inc	Katy	TX	06/2012	08/2018
Geneos Wealth Management	Katy	TX	06/2012	08/2018
Geneos Wealth Management	Katy	TX	08/2018	Present
Cox Global Associates Inc	Katy	TX	08/2018	Present

06/2012 → 08/2018

Cox Global Associates Inc

Katy, TX
06/2012 → 08/2018

Geneos Wealth Management

Katy, TX
08/2018 → Present

Geneos Wealth Management

Katy, TX
08/2018 → Present

Cox Global Associates Inc

Katy, TX

Previous Registrations

2014-01-14 → 2018-12-06

Cox Global Associates Inc

Katy, TX

Other Businesses

1) DBA: will work under COX GLOBAL ASSOCIATES INC investment related business located at branch location- 40 hours per week. 2) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED INSURANCE SALES ONLY. 3) PIN OAK ATRIUM BUILDING LTD-VICE PRESIDENT AND MANAGING DIRECTOR. 4) COX EXCALIBUR BRANGUS LLC-RANCH HAND.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-28

S66 Uniform Combined State Law Examination

2013-08-28

View on SEC IAPD