Janelle M Cromwell

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-07-06
WA	RA	APPROVED	2021-06-11

Branch Locations

711 S Capitol Way, Suite 705, Olympia, WA 98501 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Olympia	WA	06/2015	06/2021
Bank Of America, N.A.	Olympia	WA	09/2015	06/2021
Rockefeller Financial Llc	Olympia	WA	06/2021	Present

06/2015 → 06/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Olympia, WA
09/2015 → 06/2021

Bank Of America, N.A.

Olympia, WA
06/2021 → Present

Rockefeller Financial Llc

Olympia, WA

2015-10-16 → 2021-06-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tacoma, WA
2011-12-19 → 2013-02-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Spokane, WA
2011-10-14 → 2011-12-15

Rbc Capital Markets, Llc

Watertown, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-15