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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-10 |
| NV | RA | APPROVED | 2022-12-21 |
Branch Locations
400 North Stephane St, Ste 235, Henderson, NV 89014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 07/2013 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | 12/2022 |
| Countrywide Estate Planning Llc | Henderson | NV | 05/2011 | 07/2024 |
| Lpl Financial Llc | Henderson | NV | 12/2022 | Present |
1) 08/02/2024 - Purvines Management LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 06/20/2024 - 8 Hours Per Month/ 2 Hours During Trading 2) 10/28/2025 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/23/2025 - 2 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-14 |
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