Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-07 |
Branch Locations
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | St. Louis | MO | 01/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | 03/2019 |
| Morgan Stanley | San Francisco | CA | 05/2019 | 07/2020 |
| Ubs Financial Services Inc. | San Mateo | AR | 08/2020 | 04/2023 |
| Guardian Life Insurance Company | New York | NY | 07/2023 | 10/2024 |
| Park Avenue Securities Llc | New York | NY | 07/2023 | 10/2024 |
| Unemployed | Dublin | CA | 04/2019 | 04/2019 |
| Hidden Apex Llc | Dublin | CA | 05/2023 | 06/2023 |
| Ubs Financial Services Inc. | Weehawken | NJ | 10/2024 | Present |
1) Hidden Apex LLC; Investment related? no; 8809 Bluff Hill Rd, Belleville, Illiniois 62223, United States; Legal Entity,Company/Digital Marketing & Media; Owner, proprietor; I own the company with my wife. We provide digital marketing services and media for our clients; 20 hours/month; 0 hours/month during securities trading; Start Date: 12/29/2014
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-12-15 |
| S65 | Uniform Investment Adviser Law Examination | 2010-11-15 |
Reach out to this advisor