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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-01-31
  • OR RA
    APPROVED
    Since 2020-01-31

Branch Locations

497 Oakway Road Suite 280, Eugene, OR 97401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Norman Realty Solutions, Llc Derry NH 11/2017 09/2019
Bsp Trans Inc Londonderry NH 04/2018 09/2019
State Garden Inc - Through Wicked Staffing Solutions Chelsea MA 07/2016 08/2017
Stifel Nicolaus & Co Inc Eugene OR 10/2019 Present
Mt. Tom Boarding & Grooming Holyoke MA 05/2016 09/2016
Wicked Staffing Solutions Chelsea MA 12/2016 05/2017
A-Plus Hardwood Floors Lynn MA 06/2017 10/2017
Randstad Bedford NH 12/2017 04/2018
  • 11/2017 → 09/2019
    Norman Realty Solutions, Llc
    Derry, NH
  • 04/2018 → 09/2019
    Bsp Trans Inc
    Londonderry, NH
  • 07/2016 → 08/2017
    State Garden Inc - Through Wicked Staffing Solutions
    Chelsea, MA
  • 10/2019 → Present
    Stifel Nicolaus & Co Inc
    Eugene, OR
  • 05/2016 → 09/2016
    Mt. Tom Boarding & Grooming
    Holyoke, MA
  • 12/2016 → 05/2017
    Wicked Staffing Solutions
    Chelsea, MA
  • 06/2017 → 10/2017
    A-Plus Hardwood Floors
    Lynn, MA
  • 12/2017 → 04/2018
    Randstad
    Bedford, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-23
  • S66 Uniform Combined State Law Examination
    2019-12-23

View on SEC IAPD

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