Erin Tobin Rogers

Employer firm

Northrock Partners, LLC CRD 167908

$12.2B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 09/2019
  Fidelity Brokerage Services Llc
  Washington, DC
• 07/2018 → 09/2019
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 12/2019 → 08/2023
  Curi Capital
  Raleigh, NC
• 06/2020 → 08/2023
  Lion Street Financial
  Raleigh, NC
• 08/2023 → Present
  Northrock Partners
  Raleigh, NC

Previous Registrations

• 2020-01-17 → 2023-08-04
  Curi Capital
  Long Island, NY
  Raleigh, NC
  Long Island City, NY
• 2018-07-13 → 2019-09-04
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2014-02-20 → 2018-07-13
  Strategic Advisers Llc
  Washington, DC
• 2013-05-07 → 2013-12-20
  Folger Nolan Fleming Douglas Incorporated
  Washington, DC

Exams

• S66 Uniform Combined State Law Examination
  2013-05-06

Designations

• Certified Financial Planner

Other Names

• Erin Tobin
• Erin Mchenry Tobin