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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-10-20
TX RA APPROVED 2018-10-20
  • IA RA
    APPROVED
    Since 2018-10-20
  • TX RA
    APPROVED
    Since 2018-10-20

Branch Locations

880 13Th St, Marion, IA 52302 • United States

1240 Eighth Ave., Marion, IA 52302 • United States

175 Center Point Rd, Hiawatha, IA 52233 • United States

2755 Edgewood Rd.SW, Cedar Rapids, IA 52404 • United States

399 Edgewood Rd. Nw, Cedar Rapids, IA 52405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services West Des Moines IA 06/2016 Present
Cambridge Investment Research Inc Fairfield IA 10/2018 Present
Cambridge Investment Research Advisors Inc Fairfield IA 10/2018 Present
  • 06/2016 → Present
    Broker Dealer Financial Services
    West Des Moines, IA
  • 10/2018 → Present
    Cambridge Investment Research Inc
    Fairfield, IA
  • 10/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2016-08-08 → 2018-10-20
    Investment Advisors Corp
    Marion, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING, 10/2018 2) MARION INDEPENDENT SCHOOL FOUNDATION & ALUMNI ASSOCIATION, 777 SOUTH 15TH STREET MARION IA 52302, 08/2023, BOARD MEMBER, SCHOLASTIC, INV REL, 1 HR/MO 0 HR/MO TRADING 3) MARION PUBLIC LIBRARY BOARD, 1101 6th Ave, Marion, IA 52302, 07/2025, Treasurer, Board Member / Officer (Public Library Board), NIR, 2 HR/MO - 0 HR/MO TRADING 4) CLEARVIEW FINANCIAL PLANNING, 880 13th St, Marion IA 52302, 05/2026, President, Insurance/Benefits/Human Resources, NIR, 170 HR/MO, 130 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-05
S63 Uniform Securities Agent State Law Examination 2012-04-10
  • S66 Uniform Combined State Law Examination
    2016-07-05
  • S63 Uniform Securities Agent State Law Examination
    2012-04-10
Designations

View on SEC IAPD

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