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Sarah M Mccarthy

Stifel, Nicolaus & Company, Incorporated

Lapeer, MI

Bloomfield Hills, MI

CRD 5947519

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-11
MI RA APPROVED 2019-02-05
  • TX RA
    APPROVED
    Since 2020-03-11
  • MI RA
    APPROVED
    Since 2019-02-05

Branch Locations

Lapeer, MI • United States

39533 Woodward Avenue Suite 210, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Southfield MI 06/2018 Present
Victoria's Secret Brighton MI 04/2016 06/2018
Michigan State University East Lansing MI 08/2010 08/2017
  • 06/2018 → Present
    Stifel Nicolaus
    Southfield, MI
  • 04/2016 → 06/2018
    Victoria's Secret
    Brighton, MI
  • 08/2010 → 08/2017
    Michigan State University
    East Lansing, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-04
  • S66 Uniform Combined State Law Examination
    2019-02-04
Other Names
  • Sarah Mae Hueter

View on SEC IAPD

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