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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-04-02
TX RA APPROVED 2024-03-28
  • MA RA
    APPROVED
    Since 2024-04-02
  • TX RA
    APPROVED
    Since 2024-03-28

Branch Locations

2344 Washington Street 2Nd Floor, Newton Lower Falls, MA 02462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 11/2015 07/2017
Joe Sent Me Cambridge MA 09/2016 10/2016
Lightship Wealth Strategies, Inc. Waltham MA 08/2017 01/2019
Lightship Wealth Strategies, Inc. Newton Lower Falls MA 01/2019 02/2024
Commonwealth Financial Network Waltham MA 01/2019 02/2024
Raymond James Financial Services, Inc. Newton Lower Falls MA 02/2024 Present
Raymond James Financial Services Advisors, Inc. Newton Lower Falls MA 02/2024 Present
Lightship Wealth Strategies, Inc Newton Lower Falls MA 03/2024 Present
Mattern Wealth Strategies, Inc Newton Lower Falls MA 03/2025 Present
  • 11/2015 → 07/2017
    Waltham, MA
  • 09/2016 → 10/2016
    Joe Sent Me
    Cambridge, MA
  • 08/2017 → 01/2019
    Lightship Wealth Strategies, Inc.
    Waltham, MA
  • 01/2019 → 02/2024
    Lightship Wealth Strategies, Inc.
    Newton Lower Falls, MA
  • 01/2019 → 02/2024
    Waltham, MA
  • 02/2024 → Present
    Raymond James Financial Services, Inc.
    Newton Lower Falls, MA
  • 02/2024 → Present
    Newton Lower Falls, MA
  • 03/2024 → Present
    Lightship Wealth Strategies, Inc
    Newton Lower Falls, MA
  • 03/2025 → Present
    Mattern Wealth Strategies, Inc
    Newton Lower Falls, MA
Previous Registrations
Other Businesses

(1) Name of Business: Lightship Wealth Strategies, Inc Address: 2344 Washington St Ste 2, Newton Lower Falls, MA, 02462-1475, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/28/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Lightship is our DBA name (2) Name of Business: Mattern Wealth Strategies, Inc Address: 2344 Washington St Ste 2, Newton Lower Falls, MA, 02462-1475, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Officer - Treasurer, Officer - President, Officer - Secretary Investment Related: No Start Date: 03/11/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: President of the s corp for my RJFS business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-19
  • S66 Uniform Combined State Law Examination
    2017-07-19
Designations

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