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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-29 |
| MO | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Trust Bank | Jefferson City | MO | 09/1999 | Present |
| Dearborn Capital Markets Group | Germantown | TN | 06/2015 | 12/2017 |
| Invest Financial Corporation | Tampa | FL | 01/2018 | 02/2018 |
| Lpl Financial Llc | Jefferson City | MO | 02/2018 | Present |
1. 4/5/2018 - CENTRAL INVESTMENT ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/11/2019 - INVESTOR SERVICES INSURANCE - Investment related - 238 MADISON ST JEFFERSON CITY MO 65101 - Non-Variable Insurance - start date:1/1/2018 - 5 hrs/mo - 5 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-13 |
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