Dario Montisci

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-13
FL	RA	APPROVED	2018-01-08

TX RA
APPROVED

Since 2026-04-13
FL RA
APPROVED

Since 2018-01-08

Branch Locations

100 South East Second Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Private Bank	Miami	FL	09/2015	12/2017
Ubs Financial Services Inc.	Miami	FL	12/2017	Present

09/2015 → 12/2017

Hsbc Private Bank

Miami, FL
12/2017 → Present

Ubs Financial Services Inc.

Miami, FL

Previous Registrations

2012-07-09 → 2018-01-12

Hsbc Securities (Usa) Inc.

Miami, FL

Other Businesses

1) ACE Diving LLC,MiamiFloridaUnited States,https://www.ace-diving.com/,Occasionally called in to help as a SCUBA instructor on a dive boat. Help guide dives and teach students.Sport & Leisure Facilities,SCUBA diving boat / tour operator,OtherSCUBA instructorGuide SCUBA dives and teach SCUBA students, Start date -1/8/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-05

S66 Uniform Combined State Law Examination

2012-07-05

Designations

Chartered Financial Analyst

View on SEC IAPD