James Stuart Richter

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Advisory Services Network, Llc
  Atlanta, GA

Previous Registrations

• 2011-03-09 → 2013-05-14
  Esg Wealth Management, Llc
  Conshohocken, PA
  Sarasota, FL
  Sarasota, FL
• 2007-04-02 → 2009-02-02
  Morgan Stanley & Co. Llc
  Wayne, PA
• 2005-07-01 → 2007-04-02
  Morgan Stanley Dw Inc.
  Wayne, PA
  Wayne, PA
• 2003-07-01 → 2005-07-07
  Wells Fargo Clearing Services, Llc
  Radnor, PA
• 2001-06-12 → 2003-07-01
  Prudential Equity Group, Llc
  Bryn Mawr, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-21
• S63 Uniform Securities Agent State Law Examination
  1999-05-28