Frederick Smids

Employer firm

Brookstone Wealth Advisors, LLC CRD 137658

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-10-29

TX RA
APPROVED

Since 2014-10-29

Branch Locations

Beaumont, TX • United States

7977 Gladys Ave, Beaumont, TX 77706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Retirement Wealth Advisors, Inc.	Beaumont	TX	10/2014	Present
Fred Smids, Self Employed	Beaumont	TX	08/2000	Present
Security And Wealth Management Inc.	Beaumont	TX	05/2011	Present

10/2014 → Present

Retirement Wealth Advisors, Inc.

Beaumont, TX
08/2000 → Present

Fred Smids, Self Employed

Beaumont, TX
05/2011 → Present

Security And Wealth Management Inc.

Beaumont, TX

Previous Registrations

2011-07-05 → 2014-10-23

Horter Investment Management, Llc

Beaumont, TX

Other Businesses

1) 08/2000 - PRESENT, FRED SMIDS, SELF-EMPLOYED/INSURANCE AGENT, HOURS DEDICATED: 20/WEEK 2) 05/2011 - PRESENT, SECURITY & WEALTH MANAGEMENT INC, OWNER/INSURANCE SALES, HOURS DEDICATED: 20/WEEK DURING TRADING HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-06-14

S65 Uniform Investment Adviser Law Examination

2011-06-14

View on SEC IAPD