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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-20 |
| MD | RA | APPROVED | 2024-06-14 |
Branch Locations
127 N West Street 2Nd Floor, Easton, MD 21601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Beatty Satchell Business Services, Inc. | Easton | MD | 12/2001 | 05/2019 |
| Cbiz Financial Solutions, Inc. | Cumberland | MD | 06/2002 | 05/2019 |
| Securities America, Inc. | Queenstown | MD | 05/2019 | 06/2024 |
| Securities America Advisors, Inc. | Queenstown | MD | 05/2019 | 06/2024 |
| Osaic Wealth, Inc. | Queenstown | MD | 06/2024 | Present |
| Osaic Wealth, Inc. | Queenstown | MD | 06/2024 | Present |
1. Securities America Advisors Position: Investment advisor Nature: Advisory Investment Related: Yes Hours: 15 Securities Trading Hours: 10 Start Date: 05/10/2019 Address: 141 Overlook Drive, Queenstown MD 21658 2. Richard Mullaney, CPA Position: CPA Nature: Richard Mullaney, CPA I do tax planning and prepare tax returns for my clients. Many of my tax clients are also wealth management clients. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 01/01/2000 Address: 141 Overlook Drive, Queenstown MD 21658 3. FIXED ANNUITIES POSITION: INVESTMENT REPRESENTATIVE NATURE: I provide Fixed Annuities to clients. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/08/2022 ADDRESS: 141 OVERLOOK DR, #101, QUEENSTOWN MD 21658 DESCRIPTION: I offer fixed annuities to clients. 4. RICHARD MULLANEY, CPA/PFS POSITION: CPA, PFS NATURE: Richard Mullaney, CPA I do tax planning and prepare tax returns for my clients. Many of my tax clients are also wealth management clients. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/31/1999 ADDRESS: 141 Overlook Drive, Queenstown MD 21658, United States DESCRIPTION: Tax planning and tax preparation. 5. FIXED ANNUITIES POSITION: INVESTMENT REPRESENTATIVE NATURE: I provide Fixed Annuities to clients. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/08/2022 ADDRESS: 141 OVERLOOK DR, QUEENSTOWN MD 21658, United States DESCRIPTION: I offer fixed annuities to clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-03 |
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