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Jordan M Sabus

Principal Asset Management

Fort Collins, CO

CRD 5947037

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Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-05-27
  • CO RA
    APPROVED
    Since 2025-05-27

Branch Locations

Fort Collins, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Des Moines IA 11/2015 06/2024
Princor Financial Services Des Moines IA 01/2016 02/2017
Principal Funds Distributor Chicago IL 02/2017 Present
Principal Asset Management Des Moines IA 05/2025 Present
  • 11/2015 → 06/2024
    Principal Life Insurance
    Des Moines, IA
  • 01/2016 → 02/2017
    Princor Financial Services
    Des Moines, IA
  • 02/2017 → Present
    Principal Funds Distributor
    Chicago, IL
  • 05/2025 → Present
    Principal Asset Management
    Des Moines, IA
Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-22
S63 Uniform Securities Agent State Law Examination 2015-06-24
  • S66 Uniform Combined State Law Examination
    2025-05-22
  • S63 Uniform Securities Agent State Law Examination
    2015-06-24
Other Names
  • Jordan Mckae Sabus

View on SEC IAPD

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