Vincent George Lavalle

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 08/2019
  Rbc Capital Markets, Llc
  Boulder, CO
• 08/2016 → 05/2017
  Clarkson University
  Potsdam, NY
• 05/2017 → 07/2017
  N/A
  Potsdam, NY
• 08/2019 → 01/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boulder, CO
• 10/2019 → 01/2023
  Bank Of America, N.A.
  Boulder, CO
• 01/2023 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO

Previous Registrations

• 2019-08-09 → 2023-01-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boulder, CO
• 2017-10-06 → 2019-08-20
  Rbc Capital Markets, Llc
  Boulder, CO

Other Businesses

1) Spring Valley Golf Estates Home Owners Association|Investment Related: No|Home Owners Association|Board Member - Treasurer|11/7/2024|Less than 20 hour/month - 0 during trading hours|Board Member and Treasurer - Budget oversight with no access to financial accounts. Voting on neighborhood issues, policy, maintenance items, and general HOA duties.

Exams

• S66 Uniform Combined State Law Examination
  2017-10-06

Other Names

• Vincent George Lavalle
• Vincent Lavalle