Claudia Germann

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-05-22

NJ RA
APPROVED

Since 2017-05-22

Branch Locations

525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aig Advisor Group	New York	NY	06/2011	03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jersey City	NJ	03/2017	Present

06/2011 → 03/2017

Aig Advisor Group

New York, NY
03/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jersey City, NJ

Other Businesses

"I ""1001256"", Name of OBA: 66 Cornwallville Road LLC, Address: Astoria, New York, Investment Related: N, Position, Title: ["Owner"], Employee Start Date: 10/15/2022, No Hours: 5, Monthly, No Hours during trading: 1, Duties: Short-term rental income property; manage house maintenance activities

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-16

S66 Uniform Combined State Law Examination

2017-05-16

Other Names

Claudia Sibyl Germann Saldana
Claudia Sibyl Germann
Claudia Saldana

View on SEC IAPD