Claudia Germann

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-05-22

NJ RA
APPROVED

Since 2017-05-22

Branch Locations

525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aig Advisor Group	New York	NY	06/2011	03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jersey City	NJ	03/2017	Present

06/2011 → 03/2017

Aig Advisor Group

New York, NY
03/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jersey City, NJ

Other Businesses

"I ""1001256"", Name of OBA: 66 Cornwallville Road LLC, Address: Astoria, New York, Investment Related: N, Position, Title: ["Owner"], Employee Start Date: 10/15/2022, No Hours: 5, Monthly, No Hours during trading: 1, Duties: Short-term rental income property; manage house maintenance activities

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-16

S66 Uniform Combined State Law Examination

2017-05-16

Other Names

Claudia Sibyl Germann Saldana
Claudia Sibyl Germann
Claudia Saldana

View on SEC IAPD