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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
| TX | RA | APPROVED | 2025-05-15 |
Branch Locations
1660 E Gonzales Rd, Oxnard, CA 93036 • United States
1660 E. Gonzales Rd, Oxnard, CA 93036 • United States
11-A East Hillcrest Drive, Thousand Oaks, CA 91362 • United States
2691 E. Tapo Canyon Rd. Suite E, Simi Valley, CA 93063 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wescom Financial Services, Llc | Pasadena | CA | 06/2011 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 01/2023 | 05/2025 |
| Lpl Financial Llc | Simi Valley | CA | 05/2025 | Present |
1- 06/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wescom Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/05/2025 - 160 hours per month/ 8 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-11 |
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