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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2016-11-23
  • TN RA
    APPROVED
    Since 2016-11-23

Branch Locations

5213 Veterans Pkwy, Murfreesboro, TN 37128 • United States

5343 Murfreesboro Rd, La Vergne, TN 37086 • United States

3405 Memorial Blvd, Murfreesboro, TN 37129 • United States

2950 South Church Street, Murfreesboro, TN 37127 • United States

1861 Memorial Blvd, Murfreesboro, TN 37129 • United States

2927 S. Rutherford Blvd, Murfreesboro, TN 37130 • United States

475 Sam Ridley Parkway, Smyrna, TN 37167 • United States

2437 Old Fort Parkway, Murfreesboro, TN 37128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Gallatin TN 05/2011 Present
Fifth Third Bank Gallatin TN 01/2010 Present
  • 05/2011 → Present
    Fifth Third Securities
    Gallatin, TN
  • 01/2010 → Present
    Fifth Third Bank
    Gallatin, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-18
S63 Uniform Securities Agent State Law Examination 2011-09-02
  • S65 Uniform Investment Adviser Law Examination
    2016-11-18
  • S63 Uniform Securities Agent State Law Examination
    2011-09-02

View on SEC IAPD

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