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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-21 |
| TX | RA | APPROVED | 2019-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 06/2015 | 01/2019 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 01/2019 |
| Lpl Financial, Llc | Corpus Christi | TX | 01/2019 | Present |
1. 1/22/2019 - Legamaro Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/31/2020 - Alex Legamaro - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2019 - 10 Hours Per Month 10 Hours During Securities Trading - Outside life/health insurance sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-17 |
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