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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-03-21 |
Branch Locations
191 American Blvd. Suite 205, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. | Westlake | OH | 03/2019 | Present |
| Captech Ventures | Richmond | VA | 01/2018 | 11/2018 |
| National Interstate Insurance | Richfield | OH | 03/2014 | 12/2017 |
| Raymond James Financial Services, Inc. | Strongsville | OH | 11/2018 | Present |
| E&M Consulting | Westlake | OH | 05/2019 | Present |
(1) Name of Business: CKE Financial Services Address: 191 American Blvd. Suite 205, Westlake, OH, 44145, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/22/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor (2) Name of Business: E&M Consulting Address: 191 American Boulevard Suite 205, Westlake, OH, 44145, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/29/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor role including planning, prospecting, and relationship management. (3) Name of Business: Strategic Retirement Solutions Address: 191 American Boulevard Suite 205, Westlake, OH, 44145, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/29/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor role including planning, prospecting, and relationship management
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-06-01 |
| S65 | Uniform Investment Adviser Law Examination | 2019-03-01 |
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