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Vincent Eugene Delicata

Mml Investors Services, LLC

Southfield, MI

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-01
MI RA APPROVED 2019-06-12
  • TX RA
    APPROVED_RES
    Since 2022-03-01
  • MI RA
    APPROVED
    Since 2019-06-12

Branch Locations

3000 Town Center Suites 2900 And 3100, Southfield, MI 48075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfo-Tdc, Llc Maumee OH 06/2015 03/2019
One To One, Llc Maumee OH 03/2017 03/2019
Massmutual Life Insurance Co Southfield MI 02/2019 Present
Mml Investors Services, Llc Southfield MI 04/2019 Present
  • 06/2015 → 03/2019
    Tfo-Tdc, Llc
    Maumee, OH
  • 03/2017 → 03/2019
    One To One, Llc
    Maumee, OH
  • 02/2019 → Present
    Massmutual Life Insurance Co
    Southfield, MI
  • 04/2019 → Present
    Mml Investors Services, Llc
    Southfield, MI
Previous Registrations
  • 2015-10-08 → 2019-03-15
    Tfo Wealth Partners
    Maumee, OH
  • 2017-03-07 → 2019-03-12
    One To One, Llc
    Maumee, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-05-24
S65 Uniform Investment Adviser Law Examination 2015-10-08
  • S63 Uniform Securities Agent State Law Examination
    2019-05-24
  • S65 Uniform Investment Adviser Law Examination
    2015-10-08
Designations

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC
M.A. GLOBAL INVESTMENT ADVISOR, LLC
LPL ENTERPRISE, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EQUITABLE ADVISORS, LLC

Other Investors

NORMAN MILTON BALD
Jeffrey C Jones
Erin Michelle Hoestje
BRADLEY Dennis CLARK
Steven Wilbourn
Avery Reese Markos
Ryan Christopher Smith
Whitney Lynn House

Other Offices

CORECAP ADVISORS · SOUTHFIELD, MI
EAGLE STRATEGIES LLC · SOUTHFIELD, MI
EAGLE STRATEGIES LLC · SOUTHFIELD, MI
J.P. MORGAN SECURITIES LLC · SOUTHFIELD, MI
CETERA INVESTMENT ADVISERS LLC · SOUTHFIELD, MI
M.A. GLOBAL INVESTMENT ADVISOR, LLC · SOUTHFIELD, MI
LPL ENTERPRISE, LLC · SOUTHFIELD, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHFIELD, MI

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