Scott Ward Haley

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-07-29
TX	RA	APPROVED	2013-11-14
VA	RA	APPROVED	2013-09-27

TN RA
APPROVED

Since 2025-07-29
TX RA
APPROVED

Since 2013-11-14
VA RA
APPROVED

Since 2013-09-27

Branch Locations

Loudon, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	Loudon	TN	09/2013	Present
Raymond James Financial Services Advisors Inc.	Loudon	TN	09/2013	Present
Gloucester County Schools	Gloucester	VA	01/2016	07/2019

09/2013 → Present

Raymond James Financial Services, Inc.

Loudon, TN
09/2013 → Present

Raymond James Financial Services Advisors Inc.

Loudon, TN
01/2016 → 07/2019

Gloucester County Schools

Gloucester, VA

Previous Registrations

2008-01-01 → 2013-09-30

Wells Fargo Clearing Services, Llc

Gloucester, VA
2000-11-08 → 2008-01-01

A. G. Edwards & Sons, Inc.

Gloucester, VA

St. Louis, MO

Other Businesses

(1) Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: No Start Date: 04/30/2026 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: as part of the sale of my interest in our business, I am lending the buyout to the purchasers and being payout over time. (2) Name of Business: Mainsail Wealth Advisors Address: 319 Okmulgee Circle, Loudon, TN, 37774, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/27/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch Manager/Financial advisor -Owner of support company (3) Name of Business: SSJJ Properties, LLC. Address: 319 Okmulgee Cirlce, Loudon, TN, 37774, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 08/16/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Make sure the property is maintained and rented

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-07

S66 Uniform Combined State Law Examination

2000-07-07

Designations

Certified Financial Planner

View on SEC IAPD