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Brodie Michael Dalton

Morgan Stanley

State College, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
PA RA APPROVED 2011-10-25
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • PA RA
    APPROVED
    Since 2011-10-25

Branch Locations

720 South Atherton Street, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney State College PA 06/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2011 → Present
    Morgan Stanley Smith Barney
    State College, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

*438572 - Getty's Ridge Rod and Gun Club; Investment related - No; Petersburg, Pennsylvania; Fishing, Camping, Hunting club; Officer (proprietor, partner, officer, director, employee, trustee, agent); 07/2021; During business hours: 0; After business hours: 1; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-24
  • S66 Uniform Combined State Law Examination
    2011-10-24

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