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Paul David Housholder

Fifth Third Securities, Inc.

New Albany, IN

Louisville, KY

Jeffersonville, IN

CRD 5946023

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-07-18
KY RA APPROVED 2014-02-07
  • IN RA
    APPROVED
    Since 2014-07-18
  • KY RA
    APPROVED
    Since 2014-02-07

Branch Locations

3401 Grant Line Rd., New Albany, IN 47150 • United States

750 E. Jefferson Street Suite 100, Louisville, KY 40202 • United States

1610 Veterans Parkway, Jeffersonville, IN 47130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Louisville KY 06/2011 Present
Fifth Third Bank Louisville KY 04/2009 Present
  • 06/2011 → Present
    Fifth Third Securities
    Louisville, KY
  • 04/2009 → Present
    Fifth Third Bank
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-07
S63 Uniform Securities Agent State Law Examination 2011-09-09
  • S66 Uniform Combined State Law Examination
    2014-02-07
  • S63 Uniform Securities Agent State Law Examination
    2011-09-09

View on SEC IAPD

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