Breandan Sean Kelly

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 02/2019
  Wells Fargo Bank Na
  Cape Coral, FL
• 01/2013 → 11/2016
  Wells Fargo Advisors, Llc,
  Cape Coral, FL
• 11/2016 → 02/2019
  Wells Fargo Clearing Services, Llc
  Cape Coral, FL
• 02/2019 → Present
  Lpl Financial Llc
  Fort Myers, FL

Previous Registrations

• 2014-07-16 → 2019-02-20
  Wells Fargo Clearing Services, Llc
  Cape Coral, FL
  Naples, FL
  Naples, FL
  North Fort Myers, FL
  Fort Myers, FL
  North Fort Myers, FL
  Cape Coral, FL
  North Fort Myers, FL
  North Fort Myers, FL

Other Businesses

1) 02/12/2019 - Gladstone Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2019 - 5 hr/mth 2) 02/12/2019 - Fort Myers Wealth Management Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/15 - 160 hr/mth 3) 2/2/2021 - 365 WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/29/2021 - 40 Hours Per Month/40 Hours During Securities Trading. 4) 12/17/2024 - 365 Tax Partners - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 05/08/2024 - 2 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2014-07-14
• S63 Uniform Securities Agent State Law Examination
  2011-07-26