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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-12 |
Branch Locations
Saint Paul, MN • United States
7900 International Drive Suite 405, Bloomington, MN 55425 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Life Of North America | Mpls | MN | 07/2015 | 07/2019 |
| Questar Capital Corporation | Minneaspolis | MN | 10/2017 | 07/2019 |
| Questar Asset Management | Minneapolis | MN | 07/2017 | 07/2019 |
| Questar Capital Corporation | Minneapolis | MN | 06/2016 | 10/2017 |
| Woodbury Financial | Oakdale | MN | 07/2019 | 12/2019 |
| Best Buy | Richfield | MN | 12/2019 | 03/2021 |
| Advisornet Financial | Minneapolis | MN | 03/2021 | 07/2021 |
| Cetera Advisor Networks | El Segundo | CA | 04/2021 | 07/2021 |
| Allianz Life Financial Services, Llc | Minneapolis | MN | 07/2021 | 06/2023 |
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 07/2021 | 06/2023 |
| Commonwealth Financial Network | Waltham | MA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-22 |
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