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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2016-06-22
  • KY RA
    APPROVED
    Since 2016-06-22

Branch Locations

3100 Richmond Road, Lexington, KY 40509 • United States

2295 Nicholasville Rd., Lexington, KY 40503 • United States

1580 Leestown Road, Lexington, KY 40511 • United States

2225 Versailles Road, Lexington, KY 40504 • United States

1005 Us Highway 27 South, Cynthiana, KY 41031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Westerville OH 05/2011 Present
Fifth Third Bank Westerville OH 02/2010 Present
  • 05/2011 → Present
    Fifth Third Securities
    Westerville, OH
  • 02/2010 → Present
    Fifth Third Bank
    Westerville, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-22
S63 Uniform Securities Agent State Law Examination 2011-09-09
  • S65 Uniform Investment Adviser Law Examination
    2016-06-22
  • S63 Uniform Securities Agent State Law Examination
    2011-09-09

View on SEC IAPD

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