Spencer M Bamgartner

Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 09/2019
  Fidelity Investments
  American Fork, UT
• 07/2018 → 10/2021
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 09/2019 → 08/2021
  Qualtrics
  Provo, UT
• 11/2021 → 09/2023
  E*Trade Securities Llc
  Sandy, UT
• 11/2021 → 09/2023
  E*Trade Capital Management Llc
  Sandy, UT
• 12/2022 → 10/2023
  Morgan Stanley
  Sandy, UT
• 09/2023 → 10/2023
  Morgan Stanley
  Sandy, UT
• 10/2023 → Present
  Oneamerica Securities
  Layton, UT
• 09/2023 → Present
  American United Life
  Layton, UT

Previous Registrations

• 2023-03-16 → 2023-10-13
  Morgan Stanley
  Sandy, UT
• 2021-12-09 → 2023-09-05
  Harrisdirect Llc
  Sandy, UT
  Arlington, VA
• 2021-09-01 → 2021-10-26
  Fidelity Personal And Workplace Advisors
  Salt Lake City, UT
• 2018-07-13 → 2019-09-13
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2012-09-04 → 2018-07-13
  Strategic Advisers Llc
  American Fork, UT
  Salt Lake City, UT

Other Businesses

Non-variable insurance sales (fixed life, fixed annuities)

Exams

• S66 Uniform Combined State Law Examination
  2012-08-24
• S63 Uniform Securities Agent State Law Examination
  2011-09-13

Designations

• Certified Financial Planner

Other Names

• Spencer Bamgartner
• Spencer M Bamgartner
• Spencer Michael Bamgartner