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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-09-27 |
| TX | RA | APPROVED | 2023-07-07 |
| FL | RA | APPROVED | 2021-10-07 |
Branch Locations
404 S Roan Street, Johnson City, TN 37601 • United States
Jonesborough, TN • United States
8120 Lakewood Main Street Suite 201, Lakewood Ranch, FL 34202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Bank | St. Petersburg | FL | 08/2014 | 07/2017 |
| Bb&T Investment Services, Inc. | St. Petersburg | FL | 09/2014 | 07/2017 |
| Pnc Bank | St. Petersburg | FL | 07/2017 | 05/2018 |
| Pnc Investments | Pittsburgh | PA | 07/2017 | 05/2018 |
| Bb&T Securities | Naples | FL | 05/2018 | 10/2021 |
| Truist Investment Services, Inc. | Naples | FL | 02/2021 | 10/2021 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 10/2021 |
| Raymond James & Associates, Inc. | Johnson City | TN | 10/2021 | Present |
(1)Name of Business: Address: 132 Dulaney Rd., Jonesborough, TN, 37659, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pay any associated bills and pass along any issues to my wife for her to handle to completion. (2)Name of Business: Earthland Excavation LLC Address: 132 Dulaney Rd., Jonesborough, TN, 37659, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/24/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I operate heavy equipment, including skid steers and mini excavators, to perform excavation and site preparation work such as grading and general dirt work. (3)Name of Business: JK JK, LLC Address: 567 Gammon Rd., Kingsport, TN, 37663, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/17/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business/LLC provides creditor protect on the land being purchased.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-22 |
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