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Mary Ann Lopez

LPl Financial LLC

Eugene, OR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-15
OR RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2020-09-15
  • OR RA
    APPROVED
    Since 2017-11-29

Branch Locations

2290 Oakmont Way, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Eugene OR 05/2012 11/2017
Lpl Financial Llc Eugene OR 11/2017 Present
  • 05/2012 → 11/2017
    National Planning Corporation
    Eugene, OR
  • 11/2017 → Present
    Eugene, OR
Previous Registrations
  • 2013-06-07 → 2017-12-06
    National Planning Corporation
    Eugene, OR
    Los Angeles, CA
Other Businesses

1. 08/15/2025- Future Planning Systems - DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/01/2013- 160 Hours Per Month- 160 Hours During Trading 2. 08/15/2025-Future Planning Systems, Inc- Insurance Agency- INV Related- At Reported Business Location(s)- Start date 08/15/2013- 80 Hours Per Month- 80 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-01
  • S66 Uniform Combined State Law Examination
    2013-06-01
Other Names
  • Mary Eschliman

View on SEC IAPD

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