Kurt James Fellinger

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2022-04-29
NC	RA	APPROVED	2012-01-11

UT RA
APPROVED

Since 2022-04-29
NC RA
APPROVED

Since 2012-01-11

Branch Locations

Davidson, NC • United States

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Charlotte	NC	01/2012	11/2016
Wells Fargo Clearing Services, Llc	Charlotte	NC	11/2016	Present

01/2012 → 11/2016

Wells Fargo Advisors Llc

Charlotte, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Charlotte, NC

Other Businesses

TRUSTEE FOR FATHER, INV RELATED, CHICAGO, IL, START: 10/2012, 1 HOUR PER MONTH. TRUSTEE FOR FATHER, INV RELATED, DAVIDSON, NC; START: 10/2015; 1 HR/MO; 1 HR DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-26

S66 Uniform Combined State Law Examination

2011-08-26

Other Names

Kurt J Fellinger

View on SEC IAPD