Thomas Matthew Sorrels

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 08/2022
  Hancock Investment Services, Inc.
  Gulfport, MS
• 08/2022 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 08/2022 → Present
  Cetera Investment Advisers Llc
  Gulfport, MS

Previous Registrations

• 2011-06-20 → 2022-08-10
  Hancock Whitney Investment Services Inc.
  Picayune, MS
  Gulfport, MS
  Gulfport, MS
  Gulfport, MS
  New Orleans, LA
  Picayune, MS
  Picayune, MS
  Bay St Louis, MS
  Kiln, MS
  Poplarville, MS
  Gulfport, MS
  Gulfport, MS

Exams

• S66 Uniform Combined State Law Examination
  2012-07-16