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Mary Watkins Bennett

Ubs Financial Services Inc.

Atlanta, GA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-11-06
  • GA RA
    APPROVED
    Since 2020-11-06

Branch Locations

3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Atlanta GA 06/2017 09/2020
Jpmorgan Securities Llc Atlanta GA 06/2017 09/2020
Scs Financial Boston MA 09/2015 06/2017
Ubs Financial Services Inc. Atlanta GA 10/2020 Present
  • 06/2017 → 09/2020
    Jpmorgan Chase Bank Na
    Atlanta, GA
  • 06/2017 → 09/2020
    Jpmorgan Securities Llc
    Atlanta, GA
  • 09/2015 → 06/2017
    Scs Financial
    Boston, MA
  • 10/2020 → Present
    Ubs Financial Services Inc.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-05
S63 Uniform Securities Agent State Law Examination 2012-11-19
  • S66 Uniform Combined State Law Examination
    2020-11-05
  • S63 Uniform Securities Agent State Law Examination
    2012-11-19
Other Names
  • Mary Watkins Bennett
  • Mary E Watkins Bennett
  • Mary Elizabeth Watkins

View on SEC IAPD

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NEWEDGE ADVISORS
EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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