Nolan R Slattery

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Smithtown, NY
• 03/2015 → 05/2017
  Harbor Market And Kitchen Llc
  Sag Harbor, NY
• 03/2017 → 01/2018
  Cornell Cooperative Extension
  Southold, NY
• 02/2018 → Present
  Sag Harbor Bay Farm Llc
  Sag Harbor, NY
• 09/2018 → 08/2019
  Omni Private Equity Group
  Sag Harbor, NY
• 10/2018 → 10/2018
  Kecham Sea Farm
  Southold, NY
• 10/2018 → 01/2019
  Big Fish Inc
  Sag Harbor, NY
• 01/2020 → 01/2020
  Montauk Asset Holdings
  Sag Harbor, NY
• 03/2021 → 07/2021
  Ship Ashore Marina Inc
  Sag Harbor, NY
• 04/2022 → Present
  Bank Of America, N.A.
  Smithtown, NY

Previous Registrations

• 2014-09-18 → 2016-10-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Smithtown, NY
  Smithtown, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

Sag Harbor Bay Farm LLC Non-investment related Sag Harbor, NY Restorative Shellfish Aquaculture/shellfish farming Owner Owner/Operator February 2018 5 Hours/month 0 hours Operate a small shellfish farm, single member llc, operate the business for the environmental benefits of oyster farming and as a hobby.

Exams

• S66 Uniform Combined State Law Examination
  2021-09-15

Other Names

• Nolan Slattery