Cory Ludwick

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 07/2022
  Jp Morgan Securities Llc
  Baker, LA
• 09/2013 → 12/2017
  Jp Morgan Chase Bank
  Baker, LA
• 01/2018 → 07/2022
  Jpmorgan Chase Bank, N.A.
  Baton Rouge, LA
• 07/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baton Rouge, LA
• 08/2022 → Present
  Bank Of America, N.A.
  Baton Rouge, LA

Previous Registrations

• 2017-08-01 → 2022-07-07
  J.P. Morgan Securities Llc
  Baker, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Hammond, LA
  Hammond, LA
  Denham Springs, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITYNAME OF ENTITY: (SELF)POSITION: OWNER / LANDLORD - RENTAL PROPERTYSTART DATE: 12/1/2019ADDRESS: 225 DENHAM SPRINGS, LA.DETAILS: Rental propertyINVESTMENT RELATED: YESHOURS DEDICATED (per month unless otherwise indicated): 1HOURS DURING TRADING: 0*921243For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Denham Springs, LouisianaNature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 7/14/2022Number of hours devoted: 0 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: I*2042283, Entity Type, Name of OBA: BNI, Address: Baton Rouge, LA, 708709, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 10/01/2024, No Hours: 4hrs/Weekly, No Hours during trading: 2, Duties: Membership committee, attendance tracking. BNI stands for Business Network International. This is a business networking group that meets once a week to discuss building each members business base. My role is as part of the membership team is to interview potential members for entry to the networking group.

Exams

• S66 Uniform Combined State Law Examination
  2017-07-29

Other Names

• Cory Ludwick
• Cory Ludwick
• Cory Brian Ludwick
• Cory B Ludwick