Huy Le

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 08/2017
  Ubs Financial Services Inc.
  Bonita Springs, FL
• 08/2017 → 05/2019
  Newport Group, Inc.
  Walnut Creek, CA
• 08/2017 → 05/2019
  Newport Group Securities, Inc.
  Lake Mary, FL
• 08/2017 → 05/2019
  Newport Group Consulting, Inc.
  Lake Mary, FL
• 08/2019 → 09/2022
  Edward Jones
  St.LOuis, MO
• 09/2022 → Present
  Equitable Advisors Llc
  New York, NY

Previous Registrations

• 2019-09-03 → 2022-09-08
  Edward Jones
  Summerville, SC
• 2017-10-09 → 2019-05-21
  Newport Group Consulting, Llc
  Lake Mary, FL
• 2014-05-20 → 2017-08-09
  Ubs Financial Services Inc.
  Bonita Springs, FL
• 2013-04-24 → 2014-05-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Naples, FL
  Naples, FL

Other Businesses

(1) DBA: Oak Capital Management, LLC, start date 9/2022; (2) Independent Agent, sales and service of fixed insurance products.

Exams

• S66 Uniform Combined State Law Examination
  2013-04-22

Other Names

• Kevin Le
• Huy Ly Le