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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-03
FL RA APPROVED 2024-10-07
TX RA APPROVED_RES 2011-08-30
IL RA APPROVED 2011-08-19
  • TN RA
    APPROVED
    Since 2025-06-03
  • FL RA
    APPROVED
    Since 2024-10-07
  • TX RA
    APPROVED_RES
    Since 2011-08-30
  • IL RA
    APPROVED
    Since 2011-08-19

Branch Locations

Gallatin, TN • United States

4541 N Prospect Road Ste 400, Peoria Heights, IL 61616 • United States

Redington Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Peoria IL 08/2011 Present
Previous Registrations
  • 2006-11-03 → 2011-08-24
    Peoria Heights, IL
  • 2000-07-20 → 2006-11-06
    Securian Financial Services, Inc.
    Downers Grove, IL
    Peoria, IL
    Peoria, IL
Other Businesses

(1)Name of Business: Greenstar Farms, LLC. Address: 800 Plantation Way, Gallatin, TN, 37066, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 10/22/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Greenstar Farms, LLC was formed to manage my family's farms for my brothers and me. I am the managing partner for this entity. The sole purpose is to manage bills and cash rent relationships with the operators of the land. (2)Name of Business: Hilltop Partners V LLC Address: 31 Sapphire Point , Morton, IL, 61550, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/31/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Send in LLC payment to state of IL once a year. This is the only activity I complete. It is just an investment LLC for NTS Innovations stock. (3)Name of Business: Real Estate - FL condo Address: 31 Sapphire Pt, Morton, IL, 61550, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/26/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I purchased a condo in Redington Beach, FL with my business partner Kevin Sletten(50/50). Our intention is to rent this property out 6 months of the year and use it for personal use a times during the other months.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-27
  • S66 Uniform Combined State Law Examination
    2000-06-27
Designations
Other Names
  • Adam B Hawks

View on SEC IAPD

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