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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-18 |
| CA | RA | APPROVED | 2016-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego/Los Angeles | CA | 07/2012 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 08/2012 | Present |
I*510086 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: West Hollywood, California, 90048 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 8/1/2020 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-30 |
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