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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-18
CA RA APPROVED 2016-01-04
  • TX RA
    APPROVED_RES
    Since 2021-03-18
  • CA RA
    APPROVED
    Since 2016-01-04

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego/Los Angeles CA 07/2012 Present
Bank Of America, N.A. Los Angeles CA 08/2012 Present
Other Businesses

I*510086 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: West Hollywood, California, 90048 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 8/1/2020 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-30
  • S66 Uniform Combined State Law Examination
    2015-12-30
Other Names
  • Armen David Ajemian

View on SEC IAPD

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