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Brian Wong

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Far Hills, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-17
NJ RA APPROVED 2014-10-27
  • TX RA
    APPROVED
    Since 2015-04-17
  • NJ RA
    APPROVED
    Since 2014-10-27

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Far Hills, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 07/2012 Present
Bank Of America, N.A. Florham Park NJ 11/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-22
  • S66 Uniform Combined State Law Examination
    2014-10-22

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
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