John D Hanna

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 01/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 05/2015 → 01/2019
  Bank Of America, N.A.
  Atlanta, GA
• 01/2019 → Present
  Rockefeller Financial Llc
  Atlanta, GA
• 01/2019 → Present
  Rock & Co Llc
  Atlanta, GA
• 11/2025 → Present
  Rockefeller Capital Management
  Atlanta, GA

Previous Registrations

• 2014-12-12 → 2019-01-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA

Other Businesses

(2)I*88148 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EJH CAPITAL LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BROOKHAVEN, GEORGIA 30319 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 10/22/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: THE PURPOSE OF THIS BUSINESS IS TO BE AN INVESTMENT HOLDING COMPANY FOR MY WIFE AND I. NO ASSETS ARE IN THE LLC YET, I WILL BE TRANSFERRING ASSETS AS SOON AS THE MERRILL LYNCH ACCOUNT IS OPENED FOR THEM. I*93988 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SILVERLEAF INVESTMENTS LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30319 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 5/17/2016 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A PASSIVE INVESTMENT. MY BROTHER DOES REAL ESTATE DEALS ON THE SIDE AND ASKED IF I WANTED TO PARTICIPATE IN INVESTING IN SOME. THE LLC CURRENTLY OWNS NO ASSETS. BUT WE SET IT UP FOR WHEN FUTURE DEALS ARISE

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-05
• S63 Uniform Securities Agent State Law Examination
  2012-08-27

Designations

• Certified Financial Planner

Other Names

• John David Hanna